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Isotone self-maps and automorphisms

 

Counting isotone selfmaps and automorphisms is difficult, in general, and Boolean layer cakes are no exception. Zaguia [50] is an excellent reference. Much activity has centered around crowns and fences; we only cite [20] and its bibliography as a point of entry into the literature.

The only place where isotone selfmaps of layer cakes are mentioned in the literature seems to be [14, section 3,] where it is presented as a well-known fact (and referred to [13]) that the level-preserving (and thus order-preserving) automorphisms of P(i,i+1;2i+1) are exactly the automorphisms induced by permutations of the base set which realizes P(i,i+1;2i+1) - in other words, they are just restrictions of the (lattice) automorphisms of the parent Boolean lattice. We will show that this is the case for almost all layer cakes. These results are contained in Lippert's Masters Thesis [38].

Calling a layer i of tex2html_wrap_inline1778 trivial iff i=0 or i=n, the exceptional cases are the layer cakes P containimg just one nontrivial layer i with 1<i<n-1: Here the automorphisms are given by the permutations of the members of this layer, and since tex2html_wrap_inline2618 for these values of i, there are some automorphisms not induced by any permutation of the base set in this case (if the only nontrivial layer is 1 or n-1, the required permutation is obvious).

The following lemma provides the key step for all remaining cases:

  Lemma455

Proof: Assume P(i,i+1;n) is realized on X, and tex2html_wrap_inline2636 is an automorphism. For the purpose of this proof, call a subset tex2html_wrap_inline2638 good iff there exists an injective map tex2html_wrap_inline2640 such that for any tex2html_wrap_inline2642 , we have tex2html_wrap_inline2644 whenever tex2html_wrap_inline2646 and tex2html_wrap_inline2648 whenever tex2html_wrap_inline2650 . We will prove inductively that X itself is good which establishes our claim.

Fix any i+1-set tex2html_wrap_inline2642 . Define tex2html_wrap_inline2658 by tex2html_wrap_inline2660 for any tex2html_wrap_inline2662 . Since for all i-sets tex2html_wrap_inline2666 contained in C and tex2html_wrap_inline2662 we have tex2html_wrap_inline2672 iff tex2html_wrap_inline2674 , we see that tex2html_wrap_inline2676 has the required properties and hence, that C is good, providing an induction base.

For the induction step, consider any good set tex2html_wrap_inline2638 and point tex2html_wrap_inline2682 . Pick an i-set tex2html_wrap_inline2666 contained in U. Since U is good, we can't have tex2html_wrap_inline2692 (otherwise tex2html_wrap_inline2694 , contradicting tex2html_wrap_inline2682 ). But tex2html_wrap_inline2698 ; so define tex2html_wrap_inline2700 to be the unique point in tex2html_wrap_inline2702 . Let tex2html_wrap_inline2704 be any further i-set contained in U such that tex2html_wrap_inline2710 has cardinality i-1, and use tex2html_wrap_inline2714 to construct tex2html_wrap_inline2716 analogously. Now tex2html_wrap_inline2718 and so tex2html_wrap_inline2720 . Consider tex2html_wrap_inline2722 : This set contains i points and is a subset of tex2html_wrap_inline2726 . Since tex2html_wrap_inline2728 , we conclude that y'=y''. Now for any two i-sets tex2html_wrap_inline2734 contained in U there is some sequence tex2html_wrap_inline2738 of such sets that tex2html_wrap_inline2740 for tex2html_wrap_inline2742 . Using the preceding argument sequentially, we conclude that the points y' resp. y'' constructed for D and tex2html_wrap_inline2714 must coincide. It follows that tex2html_wrap_inline2752 is good with tex2html_wrap_inline2754 given by tex2html_wrap_inline2756 , completing the proof.
tex2html_wrap_inline1902

We show next that the situation of having two adjacent nontrivial layers as in 2.4.1 may be manufactured whenever there are any two nontrivial layers:

  Lemma475

Proof: Suppose 0<i<j<n are two consecutive nontrivial layers of P and tex2html_wrap_inline2780 . We show that tex2html_wrap_inline2782 may be extended to P' obtained from P by adding layer j-1. Let P be realized on X and consider tex2html_wrap_inline2794 , |B|=j-1. Define tex2html_wrap_inline2798 . Since tex2html_wrap_inline2782 is an automorphism, it is injective and we have tex2html_wrap_inline2802 whenever |A|=i. Thus tex2html_wrap_inline2806 is a set containing at least tex2html_wrap_inline2808 different subsets of size i, so certainly tex2html_wrap_inline2812 . Consider tex2html_wrap_inline2814 with |C|=j and tex2html_wrap_inline2818 . Since tex2html_wrap_inline2782 preserves order, we see that tex2html_wrap_inline2822 and so tex2html_wrap_inline2824 . It follows that tex2html_wrap_inline2806 has either j-1 or j elements.

We exclude the latter possibility: If tex2html_wrap_inline2832 , then tex2html_wrap_inline2834 , so define an j-set tex2html_wrap_inline2838 by tex2html_wrap_inline2840 . Now B is a proper subset of tex2html_wrap_inline2844 , so select a different j-set tex2html_wrap_inline2848 with tex2html_wrap_inline2850 . But then tex2html_wrap_inline2852 , implying tex2html_wrap_inline2854 , a contradiction. We conclude that tex2html_wrap_inline2856 maps (j-1)-sets to (j-1)-sets.

Moreover, tex2html_wrap_inline2856 is injective: Let tex2html_wrap_inline2270 and tex2html_wrap_inline2866 be two different (j-1)-sets. Then there is a i-set tex2html_wrap_inline2872 such that, say, tex2html_wrap_inline2874 but tex2html_wrap_inline2876 . If now tex2html_wrap_inline2878 , then tex2html_wrap_inline2880 . By the preceding part of the proof, we have that tex2html_wrap_inline2882 , so this set has exactly tex2html_wrap_inline2808 subsets of size i which all occur as tex2html_wrap_inline2782 -images of i-subsets of tex2html_wrap_inline2866 by construction. Since tex2html_wrap_inline2782 is injective, none of them can serve as tex2html_wrap_inline2782 -image of A, a contradiction.

Put tex2html_wrap_inline2900 for any tex2html_wrap_inline2902 , then tex2html_wrap_inline2856 is obviously order-preserving and bijective, thus an automorphism of P' which completes the proof.
tex2html_wrap_inline1902

  Proposition484

Proof: Using Lemma 2.4.2 if necessary we may assume that P contains a suborder of the form P(i,i+1;n) for some i with 0<i<i+1<n=|X|. The restriction of any automorphism tex2html_wrap_inline2782 of P to P(i,i+1;n) must be induced by some permutation f of X by Lemma 2.4.1. Let tex2html_wrap_inline2872 , |A|=k. If k<i, write A as the intersection of all i-sets tex2html_wrap_inline2946 . Then tex2html_wrap_inline2948 . If k>i+1, write A as the union of all i+1-sets contained in A and proceed analogously.
tex2html_wrap_inline1902

Writing Aut(P) for the set of all automorphisms of any order P, and End(P) for the the set of all isotone self-maps of P, Rival and Rutkowski proposed the following conjecture in [45]:

displaymath2598

While open in general. the conjecture has been verified for several large classes of ordered sets, e.g., for cycle-free orders (see [39]) or for lattices (see [40]). We may add layer cakes to the list:

  Proposition493

Proof:

Let P be any ordered set with p elements, and let k be the size of a longest chain in P. Duffus, Rödl, Sands and Woodrow showed in [15] that in this case tex2html_wrap_inline2982 .

If P is a layer cake with at least two nontrivial layers realized on a set X with n elements, these layers of contribute at least tex2html_wrap_inline2990 elements to P, and the size of a longest chain is at least 2, hence tex2html_wrap_inline2994 . On the other hand, |Aut(P)| = n! by 2.4.3. So tex2html_wrap_inline2998 . Since tex2html_wrap_inline3000 , this ratio tends to zero as n gets large.

If P has exactly one nontrivial layer with tex2html_wrap_inline3006 elements, |Aut(P)|=k! while tex2html_wrap_inline3010 , so the ratio tends also to zero.
tex2html_wrap_inline1902


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Next: Jump numbers Up: Layer cakes as orders Previous: Embeddings

Jürg Schmid