Chapter 1 Introduction and Channel Models

 

1.    Adaptive Antenna System, B. Widrow, P. E. Mantey, L. J. Griffiths, and B. B. Goode (IEEE Proceedings, December 1967).

2.    Overview of Spatial. Channel Models for Antenna Array Communication Systems,R. B. Ertel, P. Cardieri, K. W. Sowerby, T. S. Rappaport, and J. H. Reed (IEEE Personal Communications  Magazine, February 1998).

3.    Antenna Systems for Base Station Diversity in Urban Small and Micro Cells, F. Eggers, J. Tcttgard, and A. M. Oprea (Journal on Selected Areas of Communication, September 1993).

4.    A Statistical Model for Angle of Arrival in Indoor Multipath Propagation, Q. Spencer et al (IEEE Vehicular Technology Conference, May 1997).

 

Chapter 2 Adaptive Algorithms

 

5.         Highlights of Statistical Signal and Array Processing, A. Hero (IEEE Signal Processing Magazine, September 1998).

6.    Application of Antenna Arrays to Mobile Communications, Part II: Beamforming and Direction-of-Arrival Considerations, L. C. Godara (Proceedings of the IEEE, August 1997).

7.    High-Resolution Frequency-Wavenumber Spectrum Analysis, J. Capon (Proceedings of the IEEE, August 1969).

8.    An Algorithm for Linearly Constrained Adaptive Array Processing, L. Frost III(Proceedings of the IEEE, August 1972).

9.    The Application of Spectral Estimation Methods to Bearing Estimation Problems, D. H. Johnson (Proceedings of the IEEE, September 1982).

10.          On Spatial Smoothing for Direction-of-Arrival Estimation of Coherent Signals, T -J. Shan, M. Wax, and T. Kailath (IEEE Transactions on Acoustics, Speech, and Signal Processing, August 1985).

11.          Detection of Signals by Information Theoretic Criteria, M. Wax and T. Kailath (IEEE Transaction on Acoustics, Speech, and Signal Processing, April 1985).

12.          Multiple Emitter Location and Signal Parameter Estimation, R. 0. Schmidt (IEEE Transactions on Antennas and Propagation, March 1986).

13.          Using Spectral Estimation Techniques in Adaptive Processing Antenna Systems, W. F. Gabriel (IEEE Transactions on Antennas and Propagation, March 1986).

14.          Implementation of Adaptive Array Algorithms, R. Schreiber (IEEE Transactions on Acoustics, Speech, and Signal Processing, October 1986).

15.          Steady State Analysis of the Generalized Sidelobe Canceller by Adaptive Noise Canceling Techniques, N. K. Jablon (IEEE Transactions on Antennas and Propagation, March 1986).

16.          Adaptive-Adaptive Array Processing, E. Brookner and J. M. Howell (Proceedings of the IEEE, April 1986).

17.          ESPRIT-Estimation of Signal Parameters via Rotational Invariance Techniques, R. Roy and T. Kailath (IEEE Transactions on Acoustics, Speech, and Signal Processing, July 1989).

18.          Spectral Self-Coherence Restoral: A New Approach to Blind Adaptive Signal Extraction Using Antenna Arrays, B. G. Agee, S. V. Schell, and W. A. Gardner (Proceedings of the IEEE, April 1990).

19.          Sensor Array Processing Based on Subspace Fitting, M. Viberg and B. OUersien (IEEE Transactions on Signal Processing, May 1991).

20.          Direction-of-Arrival Estimation via Exploitation of Cyclostationarity-A Combination of Temporal and Spatial Processing, G. Xu and T. Kailath (IEEE Transactions on Signal Processing, July 1992).

21.          Space-Alternating Generalized Expectation Maximization Algorithm, J. A. Fessler and A. 0. Hero (IEEE Transactions on Signal Processing, October 1994).

22.          Unitary ESPRIT: How to Obtain Increased Estimation Accuracy with a Reduced Computational Burden, M. Haardt and J. A. Nossek (IEEE Transactions on Signal Processing, May 1995).

23.          Joint Angle and Delay Estimation (JADE) for Multipath Signals Arriving at an Antenna Array, M. C. Vanderveen, C. B. Papadias, and A. Paulraj (IEEE Communications Letters, January 1997).

 

Chapter 3 Performance Issues

 

24.          Smart Antennas for Mobile Communication Systems: Benefits and Challenges, G. V. Tsoulos (Electronics & Communication Engineering Journal, April 1999).

25.          An Adaptive Array in a Spread-Spectrum Communication System, R. T. Compton, Jr. (Proceedings of the IEEE, March 1978).

26.          On the Performance of a Polarization Sensitive Adaptive Array, R. T. Compton, Jr. (IEEE Transactions on Antennas and Propagation, September 1981).

27.          Effect of Mutual Coupling on the Performance of Adaptive Arrays, J. Gupta and A. A. Ksienski (IEEE Transactions on Antennas and Propagation, September 1983).

28.          Optimum Combining in Digital Mobile Radio with Co-channel Interference, J. H. Winters (IEEE Transactions on Vehicular Technology, August 1984).

29.          On Optimum Combining at the Mobile, R. G. Vaughan (IEEE Transactions on Vehicular Technology, November 1988).

30.          The Performance of an LMS Adaptive Array with Frequency Hopped Signals, L. Acar and R. T. Compton, Jr. (IEEE Transactions on Aerospace and Electronic Systems, May 1985).

31.          An LMS Adaptive Array for Multipath Fading Reduction, Y. Ogawa, M. Ohmiya, and K. Itoh (IEEE Transactions on Aerospace and Electronic Systems, January 1987).

32.          Optimum Combining for Indoor Radio Systems with Multiple Users, J. H. Winters (IEEE Transactions on Communications, November 1987).

33.          The Performance Enhancement of Multibeam Adaptive Base-Station Antennas for Cellular Land Mobile Radio Systems, S. C. Swales, M. A. Beach, D. J. Edwards, and J. P. McGeehan (IEEE Transactions on Vehicular Technology, February 1990).

34.          Combination of an Adaptive Array Antenna and a Canceller of Interference for Direct-Sequence Spread-Spectrum Multiple-Access System, R. Kohno, H. Imai, M. Hatori, and S. Pasupathy (IEEE Journal on Selected Areas in Communications, May 1990).

35.          Direction Finding in the Presence of Mutual Coupling, B. Friendlander and A. J. Weiss (IEEE Transactions on Antennas and Propagation, March 1991).

36.          Improving the Performance of a Slotted ALOHA Packet Radio Network with an Adaptive Array, J. Ward and R. T. Compton, Jr. (IEEE Transactions on Communications, February 1992).

37.          Signal Acquisition and Tracking with Adaptive Arrays in the Digital Mobile Radio System IS-54 with Flat Fading, J. H. Winters (IEEE Transactions on Vehicular Technology, November 1993).

38.          Effect of Fading Correlation on Adaptive Arrays in Digital Mobile Radio, J. Salz and J. H. Winters (IEEE Transactions on Vehicular Technology, November 1994).

39.          Capacity Improvement with Base-Station Antenna Arrays in Cellular CDMA, F. Naguib, A. Paulraj, and T. Kailath (IEEE Transactions on Vehicular Technology, August 1994).

40.          Analytical Results for Capacity Improvements in CDMA, J. C. Liberti and T. S. Rappaport (IEEE Transactions on Vehicular Technology, August 1994).

41.          Adaptive Transmitting Antenna Arrays with Feedback, D. Gerlach and A. Paulraj (IEEE Signal Processing Letters, October 1994).

42.          Adaptive Antennas for Third Generation DS-CDMA Cellular Systems, G. V. Tsoulos, M. A. Beach, and S. C. Swales (Proceedings of 45th Vehicular Technology Conference, July 1995).

43.          The Spectrum Efficiency of Base Station Antenna Array System for Spatially Selective Transmission, P. Zetterberg and B. Ottersten (IEEE Transactions on Vehicular Technology, August 1995).

44.          Capacity Enhancement and BER in a Combined SDMA/TDMA System, J. Fuhl and A. F. Molisch (Proceedings of the 46th Vehicular Technology Conference, April 1996).

45.          Performance of Wireless CDMA with M-ary Orthogonal Modulation and Cell Site Antenna Arrays, F. Naguib and A. Paulraj (IEEE Journal of Selected Areas in Communications, December 1996).

46.          Smart Antenna Arrays for CDMA Systems, J. S. Thompson, P. N. Grant, and B. Mulgrew (IEEE Personal Communications Magazine, October 1996).

47.          Efficient Direction and Polarization Estimation with a COLD Array, J. Li, P. Stoica and D. Zheng (IEEE Transactions on Antennas and Propagation, April 1996).

48.          Upper Bounds on the Bit-Error Rate of Optimum Combining in Wireless Systems, J. H. Winters and J. Salz (IEEE Transactions on Communications, December 1998).

49.          The Range Increase of Adaptive Versus Phased Arrays in Mobile Radio Systems, J.H. Winters and M. J. Gans (IEEE Transactions on Vehicular Technology, March 1999).

50.          A Comparison of Two Systems for Downlink Communication with Base Station Antenna Arrays, P. Zetterberg (IEEE Transactions on Vehicular Technology, September 1999).

 

Chapter 4 Implementation Issues

 

51.          Fundamentals of Digital Array Processing, D. E; Dudgeon (Proceedings of the IEEE, June 1977).

52.          A Novel Algorithm and Architecture for Adaptive Digital Beamforming, C. P. Ward, P.. J. Hargraye, and J. G. McWhirter (IEEE Transactions on Antennas and Propagation, March 1986).

53.          Nonlinearities in Digital Manifold Phased Arrays, B. D. Mathews (IEEE Transactions on Antennas and Propagation, November 1986).

54.          Adaptive Beamforming with the Generalized Sidelobe Canceller in the Presence of Array Imperfections, N. K. Jablon (IEEE Transactions on Antennas and Propagation, August 1986).

55.          An Efficient Algorithm and Systolic Architecture for Multiple Channel Adaptive Filtering, S.M. Yuen, K. Abend, and R. S. Berkowitz (IEEE Transactions on Antennas and Propagation, May 1988).

56.          Mutual Coupling Compensation in Small Array Antennas, H.Steyskal and J. S. Herd (IEEE Transactions on Antennas and Propagation, December 1995).

57.          A Unified Approach to the Design of Robust Narrow-Band Antenna Array Processors, M-H. Er and A. Cautoui (IEEE Transactions on Antennas and Propagation, January 1990).

58.          Design Trades for Rotman Lenses, R. C. Hansen (IEEE Transactions on Antennas and Propagation, April 1991).

59.          Optimum Networks for Simultaneous Multiple Beam Antennas, E. C. DuFort (IEEE Transactions on Antennas and Propagation, January 1992).

60.          Direction Finding in Phased Arrays with a Neural Network Beamformer, H. L. Southall, J. A. Simmers, and T. H. O'Donnell (IEEE Transactions on Antennas and Propagation, December 1995).

61.          Application of Orthogonal Codes to the Calibration of Active Phased Array Antennas for Communication Satellites, S. D. Silverstein (IEEE Transactions on Signal Processing, January 1997).

62.          The Analogy Between the Butler Matrix and the Neural-Network Direction-Finding Array, R. J. Mailloux and H. L. Southall (IEEE Antennas and Propagation Magazine, December 1997).

63.          Forward-Backward Averaging in the Presence of Array Manifold Errors, M. Zatman and D. Marshall (IEEE Transactions on Antennas and Propagation, November 1998).

 

Chapter 5 Experiments

 

64.Multiple Source DF Signal Processing: An Experimental System, R. 0. Schmidt and R. E. Franks (IEEE Transactions on Antennas and Propagation, March 1986).

65.An Implementation of a CMA Adaptive Array for High Speed GMSK Transmission in Mobile Communications, T. Ohgane, T. Shimura, N. Matsuzawa, and H. Sasaoka (IEEE Transactions on Vehicular Technology, August 1993).

66.A Four-Element Adaptive Antenna Array for IS-136 PCS Base Stations, R. L. Cupo, G. D. Golden, C. C. Martin, K. L. Sherman, N. R. Sollenberger, J. H. Winters, and P. W. Wolniasky (IEEE 46th Vehicular Technology Conference, May 1996).

67.Ericsson/Mannesmann GSM Field- Trials with Adaptive Antennas, S. Anderson, U.Forssen, J.Karlsson, T.witzschel, P. Fisher, and A.Krug(IEEE 46th Technology Conference, May 1996).

68.Preliminary Measurement P_esults from an Adaptive Antenna Array Testbed for GSM/UMTS, P. E. Mogensen, K. I. Pedersen, P. Leth-Espensen, B. Fleury, F. Frederiksen, K. Olesen, and S. L. Larsen(IEEE Vehicular Technology Conference, May 1997).

69.Performance Evaluation of a Cellular Base Station Multibeam Antenna, Y. Li, M. Feuerstein, and D. 0. Reudink (IEEE Transactions on Vehicular Technology, February 1997).

70.Space Division Multiple Access (SDMA) Field Trials. Part 1: Tracking and BER Performance, G. v. Tsoulos, J. McGeehan, and M. Beach (IEE Proceedings of Radar, Sonar, and Navigation, February 1998).

71.Space Division Multiple Access (SDMA) Field Trials. Part 2: Calibration and Linearity Issues, G. V. Tsoulos, J. McGeehan, and M. Beach (IEE Proceedings of Radar, Sonar, and Navigation, February 1998).

 

 

Chapter 6 Applications and Planning Issues

 

72.          High Data Rate Indoor Wireless Communications Using Antenna Arrays, M. J. Gans, R. A. Valenzuela, J. H. Winters, and M. J. Carloni (6th International Symposium on Personal, Indoor and Mobile Radio Communications, September 1995).

73.          On Optimizing Base Station Antenna Array Topology for Coverage Extension in Cellular Radio Networks, J-W. Liang and A. J. Paulraj (IEEE 45th Vehicular Technology Conference, July 1995).

74.          Usage of Adaptive Arrays to Solve Resource Planning Problems, M. Frullone, P. Grazioso, C. Passerini, and G. Riva (Proceedings of the 46th Vehicular Technology Conference, April 1996).

75.          Subscriber Location in CDMA Cellular Networks, J. Cattery, Jr. and G. L. Sti.iber (IEEE Transactions on Vehicular Technology, May 1998).

76.          On the Capacity Formula for Multiple Input-Multiple Output Wireless Channels: A Geometric Interpretation, P. F. Driessen and G. J. Foschini (IEEE Transactions on Communications, February 1999).

77.          Optimum Space- Time Processors with Dispersive Interference: Unified Analysis and Required Filter Span, S. L. Ariyavisitakul, J. H. Winters, and I. Lee (IEEE Transactions on Communications, July 1999).